12117 FM 2244 Bldg 3, #170 Austin, TX 78738

How to Invest

The Innealta Funds are available on most major broker-dealer and investment advisor platforms. Please contact your financial advisor for additional information, or contact us at 1-855-USE-ETFS (855-873-3837).

If you prefer to invest directly into the Funds:

Download and complete the appropriate account application(s):

If necessary, download and complete a transfer form:

Download and review the Funds’ prospectus and statement of additional information.

Submit completed documents to the address indicated on the form(s).

Please contact us at 1-855-USE-ETFS (855-873-3837) for assistance with receiving, completing or submitting account documentation.


 

The Funds are each a ‘fund of funds’ and typically invest in other investment companies and exchange traded funds (“ETFs”). ETFs carry security, market and sector risks, and may not perform as expected which could result in a decline in value. When the Fund invests in ETFs that own fixed income securities, the value of any investment in the Fund will fluctuate with changes in interest rates. The use of leverage and inverse leveraged ETFs may exaggerate changes in price and return. Other possible risks to the Funds include those related to investment in derivative investments, small and medium sized companies, foreign securities, currencies and emerging markets, and short-term trading. Please review the prospectus carefully for additional details.

Mutual Funds involve risk including the possible loss of principal. There is no guarantee that any investment strategy will achieve its objectives, generate profits or avoid losses. Diversification does not assure a profit or protect against loss in a declining market.

Investors should carefully consider the investment objectives, risks, charges and expenses of the Innealta Funds. This and other important information about the Funds is contained in the prospectus, which can be obtained by calling 888.994.6827 or visit our website www.innealtafunds.com. The prospectus should be read carefully before investing. The Innealta Funds are distributed by Northern Lights Distributors, LLC a FINRA/SIPC member. Innealta Capital is a division of AFAM Capital, Inc., a registered investment advisor. AFAM Capital and Innealta Capital are not affiliated with Northern Lights Distributors, LLC.

Shares of the Innealta Capital Funds are currently offered only in the United States to U.S. investors and are not available for sale in any jurisdiction other than the United States. The information on this Web site should not be considered a solicitation to buy or an offer to sell shares of the Innealta Capital Funds in any jurisdiction where it would be unlawful under the securities law of that jurisdiction.

For more complete information about The Innealta Capital Funds, please follow this link to view the prospectus or call 888.994.6827 to have one mailed to you. Please read the Fund prospectus carefully before you invest.

 

103-AFAM-3/27/2017

3232-NLD-3/27/2017